[Remote] Compliance Services Consultant

Note: The job is a remote job and is open to candidates in USA. Confluence is a global organization committed to innovation and precision in the investment data space. They are seeking a Compliance Services Consultant to act as the primary compliance authority for a select group of clients, providing guidance on U.S. securities laws and managing regulatory inquiries. Responsibilities • Act as an outsourced CCO for private fund and retail wealth management clients • Advise clients on compliance with the Investment Advisers Act, Investment Company Act, and Securities Exchange Act • Lead annual reviews, risk assessments, and regulatory filings • Support and manage clients through SEC exams and regulatory inquiries • Build trusted relationships with C-suite and senior stakeholders • Oversee and mentor junior team members • Contribute to the evolution and growth of the compliance practice Skills • Prior in‑house or outsourced CCO experience, with direct accountability • Strong working knowledge of: Investment Advisers Act of 1940, Securities Exchange Act of 1934, Investment Company Act of 1940 • 7+ years in the regulated investment industry (compliance, consulting, or regulatory) • Proven ability to advise C‑suite and senior leadership • Hands‑on experience with private equity, private credit, hedge funds, and/or retail wealth managers • Law degree or postgraduate compliance/legal education • Professional certifications (IACCP, CAMS/ACAMS, CRCP, CFE) • FINRA licenses (e.g., Series 24) • Experience with IARD, CRD, PFRD, EDGAR, and compliance software • Exposure to CFTC/NFA regulations • Experience mentoring or leading junior professionals Benefits • Generous Time Off packages including additional half days with each public holiday in your location. • Global Career Development opportunities • Social Events • Referral Bonus scheme - Upto $3,000 per successful referral • Plus many more! Company Overview • Confluence is a global technology solutions provider helping the investment management industry solve complex investment data challenges. It was founded in 1991, and is headquartered in Pittsburgh, Pennsylvania, USA, with a workforce of 501-1000 employees. Its website is