Regulatory Reporting Director – US FinTech
Location: New York
Regulatory Reporting Director – US Fin Tech
SF Bay Area, United States | Posted on 17/02/2026
• Salary $170,000 – $240,000 base, plus bonus/equity depending on stage
• City: SF Bay Area
• Province:
New York
• Country:
United States
• Postal Code: 99576
• Number of Positions: 1
Location
United States – Remote (US) or Hybrid (NYC / SF Bay Area / Austin / Miami). Open to candidates based in: NY, NJ, CT, CA, TX, FL, MA, IL (and other states depending on client).
Reporting To
CCO / CFO / General Counsel (depending on reporting obligations).
Role Overview
The Regulatory Reporting Director owns the governance, accuracy, and timeliness of regulatory filings and reporting obligations. The scope may include SEC/FINRA reporting (where applicable), prudential reporting for partner bank arrangements, or state-level reporting duties depending on the business model.
Compensation
Typical US compensation: $170,000 – $240,000 base, plus bonus/equity depending on stage.
Key Responsibilities
• Own regulatory reporting calendar and controls; ensure all filings are accurate, timely, and supported by strong documentation.
• Develop and maintain reporting policies, procedures, and reconciliations; implement controls to reduce reporting errors and operational risk.
• Partner with Finance, Legal, Compliance, and Data teams to source, validate, and explain reported figures and disclosures.
• Prepare leadership briefings on reporting obligations, changes, and risks; manage regulator inquiries related to filings.
• Lead improvements to reporting workflows and tooling; ensure audit-ready evidence and change control.
Qualifications
• 7–12 years regulatory reporting experience within financial services, broker‑dealer, asset management, banking, or Fin Tech.
• Strong understanding of reporting controls, data governance, and regulatory deadlines.
• Proven ability to run complex reporting programs with multiple stakeholders.
• Preferred background: SEC/FINRA reporting exposure (where applicable) or experience with partner‑bank reporting obligations.
• Background in controllership, financial controls, or compliance governance.
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Regulatory Reporting Director – US Fin Tech
SF Bay Area, United States | Posted on 17/02/2026
• Salary $170,000 – $240,000 base, plus bonus/equity depending on stage
• City: SF Bay Area
• Province:
New York
• Country:
United States
• Postal Code: 99576
• Number of Positions: 1
Location
United States – Remote (US) or Hybrid (NYC / SF Bay Area / Austin / Miami). Open to candidates based in: NY, NJ, CT, CA, TX, FL, MA, IL (and other states depending on client).
Reporting To
CCO / CFO / General Counsel (depending on reporting obligations).
Role Overview
The Regulatory Reporting Director owns the governance, accuracy, and timeliness of regulatory filings and reporting obligations. The scope may include SEC/FINRA reporting (where applicable), prudential reporting for partner bank arrangements, or state-level reporting duties depending on the business model.
Compensation
Typical US compensation: $170,000 – $240,000 base, plus bonus/equity depending on stage.
Key Responsibilities
• Own regulatory reporting calendar and controls; ensure all filings are accurate, timely, and supported by strong documentation.
• Develop and maintain reporting policies, procedures, and reconciliations; implement controls to reduce reporting errors and operational risk.
• Partner with Finance, Legal, Compliance, and Data teams to source, validate, and explain reported figures and disclosures.
• Prepare leadership briefings on reporting obligations, changes, and risks; manage regulator inquiries related to filings.
• Lead improvements to reporting workflows and tooling; ensure audit-ready evidence and change control.
Qualifications
• 7–12 years regulatory reporting experience within financial services, broker‑dealer, asset management, banking, or Fin Tech.
• Strong understanding of reporting controls, data governance, and regulatory deadlines.
• Proven ability to run complex reporting programs with multiple stakeholders.
• Preferred background: SEC/FINRA reporting exposure (where applicable) or experience with partner‑bank reporting obligations.
• Background in controllership, financial controls, or compliance governance.
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Apply tot his job
Apply To this Job