Regulatory Compliance Consultant
Description:
• Assess CMS program documents including Board and Management oversight and compliance programs.
• Review CMS process narratives and perform gap analyses to regulatory requirements.
• Identify regulatory gaps and develop recommendations for changes to procedures and documentation.
• Perform transaction testing to confirm adherence to policies and regulations.
• Create and maintain client deliverables such as assessment/audit reports and risk assessments.
Requirements:
• Bachelor’s Degree in business or equivalent work experience.
• 4+ years’ experience in compliance testing, audit, or process/risk/control documentation and evaluation.
• 4+ years’ Financial Services experience, with a focus on bank regulatory compliance, deposit operations and loan operations.
• Excellent written and verbal communication skills.
• Effective project management and leadership skills.
• Strong organizational skills.
• Advanced Excel and PowerPoint skills, as well as proficiency with business process mapping tools such as Visio.
Benefits:
• Competitive base salary
• Incentive pay
• Health benefits
• Vacation plan
• 401k plan
Apply Now
Apply Now
• Assess CMS program documents including Board and Management oversight and compliance programs.
• Review CMS process narratives and perform gap analyses to regulatory requirements.
• Identify regulatory gaps and develop recommendations for changes to procedures and documentation.
• Perform transaction testing to confirm adherence to policies and regulations.
• Create and maintain client deliverables such as assessment/audit reports and risk assessments.
Requirements:
• Bachelor’s Degree in business or equivalent work experience.
• 4+ years’ experience in compliance testing, audit, or process/risk/control documentation and evaluation.
• 4+ years’ Financial Services experience, with a focus on bank regulatory compliance, deposit operations and loan operations.
• Excellent written and verbal communication skills.
• Effective project management and leadership skills.
• Strong organizational skills.
• Advanced Excel and PowerPoint skills, as well as proficiency with business process mapping tools such as Visio.
Benefits:
• Competitive base salary
• Incentive pay
• Health benefits
• Vacation plan
• 401k plan
Apply Now
Apply Now