VP, Structured Products
Overview:
The Vice President (VP) of Structured Products is responsible for designing, marketing, implementing, and managing structured product solutions for institutional and wealth management clients. This role serves as a key bridge between institutional partners, internal teams-including sales, trading, project management, and product development-and clients to design customized investment solutions that align with client objectives while managing risk and regulatory requirements. The VP will drive the growth of the structured products business by identifying new market opportunities, developing marketing and distribution strategies, building client relationships, delivering product expertise, and collaborating with internal teams to deliver innovative structured investment products.
Responsibilities:
• Product Structuring & Development • Design and structure customized structured products. • Develop new investment strategies and product structures to meet evolving client needs. • Work with trading and quantitative teams to determine pricing, payoff structures, and hedging strategies. • Client Coverage & Sales Support • Identify and act as a primary liasion with institutional partnerships; negotiate arrangements and growing structured product sales. • Partner with sales teams to originate structured product opportunities with financial advisors, institutional investors, wealth management platforms, and other key stakeholders. • Present structured product strategies and educate clients on product mechanics, risks, and performance scenarios. • Build and maintain relationships with structured product platform providers, Registered Investment Advisors (RIAs), broker-dealers, banks, and institutional investors.• Coordinate deal execution from structuring to issuance. • Liaise with legal, operations, product, project, and compliance teams to ensure timely and accurate launch of products. • Prepare term sheets, marketing materials, and client presentations. • Risk Management & Compliance • Evaluate market, credit, and liquidity risks associated with structured products. • Ensure compliance with Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and internal risk management guidelines. • Support surveillance and reporting requirements for structured notes activity. • Market Intelligence & Strategy • Monitor market trends and pricing to determine opportunities to grow structured product sales. • Identify opportunities to expand product offerings and distribution channels. • Provide strategic insights to senior leadership on the growth of structured products. • Commitment to embrace Sammons Financial Group Companies shared values (Accountability, Connection, Openness, Respect and Integrity).• As stated within the Company Attendance and Punctuality policy, regular attendance is required and expected in order to meet the business service levels and workflow demands.• Participate in other initiatives and/or projects as necessary.
Qualifications:
Bachelor's Degree in Finance, Economics, Mathematics, or related field PreferredMBA or advanced degree PreferredExperience in capital markets, structured products, derivatives, or defined outcome productsExperience working with institutional or wealth management clientsBroad financial services experienceExpertise in structured product design, derivatives, and capital marketsStrong financial acumen, including pricing, profitability, and risk managementProven ability to build and manage client relationshipsStrong presentation and communication skillsStrong project management and execution capabilities, with the ability to manage complex transactions and multiple stakeholdersStrategic thinker with a demonstrated ability to drive product innovationAdvanced quantitative and analytical skillsEffective negotiation and influencing skillsDemonstrated leadership and ability to collaborate across cross-function teamsCommitment to values aligned with Sammons Financial Group Companies’ core principlesFINRA Series 6 or 7Series 65 or 66 PreferredSeries 24 or 26 Preferred
Suitability Requirements:
• Due to the financial nature and level of accountability of this position, a credit and criminal background check is required - The Fair Credit Reporting Act requires Sammons Financial Group Companies to notify you that, as a routine part of processing this application for employment, Sammons Financial Group may request a consumer report on you to verify all information contained in this application. Such report may include information about work-related behaviors, performance, character, general reputation, and personal characteristics, in addition to information about your previous employment, education, credit history and criminal records • If the position is in the SIG business unit, Annuity New Business Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approve incumbent suitability for this position.
Company Information:
• Sammons Financial Group offers a competitive benefit package that includes: Health, Dental, Vision, Company Paid Retirement, PTO and Holiday Pay. • Our Employee Stock Ownership Plan (ESOP) is a 100% company-funded retirement plan, so you can save for retirement without contributing a penny of your own paycheck. • Healthy balance between work and personal lives. Friday afternoons off all year long, competitive PTO, and generous number of paid holidays. • Our incentive program for defined goals subject to eligibility and performance. Monetary rewards are based on individual and/or overall company performance. • Colleagues who support one another, model our core values, and drive our healthy, high-performing culture.
Pay Range:
USD $0.00 - USD $0.00 /Yr.
Work Authorization/Sponsorship:
At this time, we’re not considering candidates that need any type of immigration sponsorship now or in the future or those needing work authorization for this role (This includes, but is not limited to students on F1-OPT, F1-CPT, J-1, etc.)
Apply Now
The Vice President (VP) of Structured Products is responsible for designing, marketing, implementing, and managing structured product solutions for institutional and wealth management clients. This role serves as a key bridge between institutional partners, internal teams-including sales, trading, project management, and product development-and clients to design customized investment solutions that align with client objectives while managing risk and regulatory requirements. The VP will drive the growth of the structured products business by identifying new market opportunities, developing marketing and distribution strategies, building client relationships, delivering product expertise, and collaborating with internal teams to deliver innovative structured investment products.
Responsibilities:
• Product Structuring & Development • Design and structure customized structured products. • Develop new investment strategies and product structures to meet evolving client needs. • Work with trading and quantitative teams to determine pricing, payoff structures, and hedging strategies. • Client Coverage & Sales Support • Identify and act as a primary liasion with institutional partnerships; negotiate arrangements and growing structured product sales. • Partner with sales teams to originate structured product opportunities with financial advisors, institutional investors, wealth management platforms, and other key stakeholders. • Present structured product strategies and educate clients on product mechanics, risks, and performance scenarios. • Build and maintain relationships with structured product platform providers, Registered Investment Advisors (RIAs), broker-dealers, banks, and institutional investors.• Coordinate deal execution from structuring to issuance. • Liaise with legal, operations, product, project, and compliance teams to ensure timely and accurate launch of products. • Prepare term sheets, marketing materials, and client presentations. • Risk Management & Compliance • Evaluate market, credit, and liquidity risks associated with structured products. • Ensure compliance with Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and internal risk management guidelines. • Support surveillance and reporting requirements for structured notes activity. • Market Intelligence & Strategy • Monitor market trends and pricing to determine opportunities to grow structured product sales. • Identify opportunities to expand product offerings and distribution channels. • Provide strategic insights to senior leadership on the growth of structured products. • Commitment to embrace Sammons Financial Group Companies shared values (Accountability, Connection, Openness, Respect and Integrity).• As stated within the Company Attendance and Punctuality policy, regular attendance is required and expected in order to meet the business service levels and workflow demands.• Participate in other initiatives and/or projects as necessary.
Qualifications:
Bachelor's Degree in Finance, Economics, Mathematics, or related field PreferredMBA or advanced degree PreferredExperience in capital markets, structured products, derivatives, or defined outcome productsExperience working with institutional or wealth management clientsBroad financial services experienceExpertise in structured product design, derivatives, and capital marketsStrong financial acumen, including pricing, profitability, and risk managementProven ability to build and manage client relationshipsStrong presentation and communication skillsStrong project management and execution capabilities, with the ability to manage complex transactions and multiple stakeholdersStrategic thinker with a demonstrated ability to drive product innovationAdvanced quantitative and analytical skillsEffective negotiation and influencing skillsDemonstrated leadership and ability to collaborate across cross-function teamsCommitment to values aligned with Sammons Financial Group Companies’ core principlesFINRA Series 6 or 7Series 65 or 66 PreferredSeries 24 or 26 Preferred
Suitability Requirements:
• Due to the financial nature and level of accountability of this position, a credit and criminal background check is required - The Fair Credit Reporting Act requires Sammons Financial Group Companies to notify you that, as a routine part of processing this application for employment, Sammons Financial Group may request a consumer report on you to verify all information contained in this application. Such report may include information about work-related behaviors, performance, character, general reputation, and personal characteristics, in addition to information about your previous employment, education, credit history and criminal records • If the position is in the SIG business unit, Annuity New Business Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approve incumbent suitability for this position.
Company Information:
• Sammons Financial Group offers a competitive benefit package that includes: Health, Dental, Vision, Company Paid Retirement, PTO and Holiday Pay. • Our Employee Stock Ownership Plan (ESOP) is a 100% company-funded retirement plan, so you can save for retirement without contributing a penny of your own paycheck. • Healthy balance between work and personal lives. Friday afternoons off all year long, competitive PTO, and generous number of paid holidays. • Our incentive program for defined goals subject to eligibility and performance. Monetary rewards are based on individual and/or overall company performance. • Colleagues who support one another, model our core values, and drive our healthy, high-performing culture.
Pay Range:
USD $0.00 - USD $0.00 /Yr.
Work Authorization/Sponsorship:
At this time, we’re not considering candidates that need any type of immigration sponsorship now or in the future or those needing work authorization for this role (This includes, but is not limited to students on F1-OPT, F1-CPT, J-1, etc.)
Apply Now