Urgently Need Account Review Associate in Waltham, MA
Job title: Account Review Associate
Company: Commonwealth Financial Network LLC
Job description: Job ID: W/SD-2023-100
# of Openings: 1
Category: Account Supervision
Type: Permanent/ Full-Time
Overview
Whether you're looking for a high-energy, inclusive atmosphere and a company that understands the importance of work/life balance, Commonwealth is your match! From generous bonus and 401(k) programs to tuition reimbursement and flexible work schedules, Commonwealth is focused on helping its employees thrive in an environment suited to their needs. On top of all that, the Account Supervision department offers a hybrid work schedule, so you'll be able to work from home for part of the week!
We're looking for an Account Review Associate to join our ranks. As an account review associate, you'll be responsible for reviewing and processing change of broker/dealer requests for existing and onboarding financial advisors. Our Account Supervision department members are the gatekeepers of all business at Commonwealth and provide principal approval of all directly held accounts.
Key Accountabilities
Processing change of broker/dealer requests, ensuring that advisors are properly licensed and appointed, and documenting all pertinent information in our case management system
Researching rejected requests, and working with other internal departments and sponsor companies to ensure completion of the broker/dealer change
Supporting the overall function of the department by maintaining a phone queue presence
Knowing where to direct advisors and their staff with questions related to suitability on new and existing accounts
Adhering to procedures, policies, and industry guidelines
Core Strengths and Skills
Ability to work independently but comfortable contributing within a small team
Attention to detail, organized, positive, and accountable
Strong research and problem-solving skills
Excellent verbal and written communication skills
Service oriented and comfortable with taking phone calls
Have we piqued your curiosity? Can you see yourself thriving in this opportunity? Let's introduce ourselves.
Picture Yourself Here
At Commonwealth, we believe in a better world. We hold ourselves and each other to higher standards. We take care of one another. That's why we invest in you-we encourage employee growth both in your career and education; we are building out a robust diversity, equity, and inclusion program; we offer incredible health care benefits; and we find plenty of occasions to celebrate. What's not to love?
We are always striving to be better, and we are looking for employees who share that same mindset. Better people, better coworkers, better leaders, better creators. Bring your best work and your full self to the table, and we will do the same. Together, we can build a better future for our advisors, their clients, our company, and you.
About Commonwealth
Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser, provides a suite of business solutions that empowers more than 2,000 independent financial advisors nationwide. Privately held since 1979, the firm has headquarters in Waltham, Massachusetts, and San Diego, California.
Turning our advisors into raving fans starts by doing the same for our employees. We foster an environment of excellence, growth, rewards, and fun in equal measure, which has earned us 43 Best Place to Work awards.
The Fine Print
We care about your online safety as a prospective employee and encourage you to exercise caution when responding to job postings online. Commonwealth will never ask potential hiring candidates to pay or transfer funds as a precondition of interviews or employment, nor will we authorize recruiters or agents to do so on our behalf.
Commonwealth is an equal opportunity employer, making intentional efforts to source talent from all backgrounds.
PI32692754-8722-917b6e52aaa5
Expected salary:
Location: Waltham, MA
Apply Now
Company: Commonwealth Financial Network LLC
Job description: Job ID: W/SD-2023-100
# of Openings: 1
Category: Account Supervision
Type: Permanent/ Full-Time
Overview
Whether you're looking for a high-energy, inclusive atmosphere and a company that understands the importance of work/life balance, Commonwealth is your match! From generous bonus and 401(k) programs to tuition reimbursement and flexible work schedules, Commonwealth is focused on helping its employees thrive in an environment suited to their needs. On top of all that, the Account Supervision department offers a hybrid work schedule, so you'll be able to work from home for part of the week!
We're looking for an Account Review Associate to join our ranks. As an account review associate, you'll be responsible for reviewing and processing change of broker/dealer requests for existing and onboarding financial advisors. Our Account Supervision department members are the gatekeepers of all business at Commonwealth and provide principal approval of all directly held accounts.
Key Accountabilities
Processing change of broker/dealer requests, ensuring that advisors are properly licensed and appointed, and documenting all pertinent information in our case management system
Researching rejected requests, and working with other internal departments and sponsor companies to ensure completion of the broker/dealer change
Supporting the overall function of the department by maintaining a phone queue presence
Knowing where to direct advisors and their staff with questions related to suitability on new and existing accounts
Adhering to procedures, policies, and industry guidelines
Core Strengths and Skills
Ability to work independently but comfortable contributing within a small team
Attention to detail, organized, positive, and accountable
Strong research and problem-solving skills
Excellent verbal and written communication skills
Service oriented and comfortable with taking phone calls
Have we piqued your curiosity? Can you see yourself thriving in this opportunity? Let's introduce ourselves.
Picture Yourself Here
At Commonwealth, we believe in a better world. We hold ourselves and each other to higher standards. We take care of one another. That's why we invest in you-we encourage employee growth both in your career and education; we are building out a robust diversity, equity, and inclusion program; we offer incredible health care benefits; and we find plenty of occasions to celebrate. What's not to love?
We are always striving to be better, and we are looking for employees who share that same mindset. Better people, better coworkers, better leaders, better creators. Bring your best work and your full self to the table, and we will do the same. Together, we can build a better future for our advisors, their clients, our company, and you.
About Commonwealth
Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser, provides a suite of business solutions that empowers more than 2,000 independent financial advisors nationwide. Privately held since 1979, the firm has headquarters in Waltham, Massachusetts, and San Diego, California.
Turning our advisors into raving fans starts by doing the same for our employees. We foster an environment of excellence, growth, rewards, and fun in equal measure, which has earned us 43 Best Place to Work awards.
The Fine Print
We care about your online safety as a prospective employee and encourage you to exercise caution when responding to job postings online. Commonwealth will never ask potential hiring candidates to pay or transfer funds as a precondition of interviews or employment, nor will we authorize recruiters or agents to do so on our behalf.
Commonwealth is an equal opportunity employer, making intentional efforts to source talent from all backgrounds.
PI32692754-8722-917b6e52aaa5
Expected salary:
Location: Waltham, MA
Apply Now