Senior Auditor - Consumer Services
About the position This is a hybrid role with the expectation that time working will regularly take place inside and outside of a company office. 2 days a week in office in Raleigh, NC, Charlotte, NC and Morristown, NJ. Open to remote in several markets for highly qualified candidates. The Senior Auditor position supports the Consumer Services (Retail Banking, Private Bank/Wealth, Mortgage and Consumer Lending) audit teams by testing the design and effectiveness of the internal control system. Documents and evaluates internal controls, ensures compliance with regulatory requirements and identifies business risks. Executes control testing and identifies potential issues based on testing. Participates in projects as needed. Responsibilities • Executes audit procedures, performs advanced analysis, uses appropriate general and audit-specific technology, and provides sufficient evidence to conclude on the adequacy and effectiveness of the internal control system. • Ensures compliance with applicable laws, regulations, policies, and procedures. • Verifies the reasonableness of financial data. • Creates reports and other documentation to communicate findings. • Designs procedures, techniques, and sample approach to validate testing methods. • Proposes audit recommendations to improve efficiency and compliance. • Cooperates with independent auditors and provides support of external audits as needed. • Evaluates risks within the internal audit control system. • Suggests process improvements to mitigate or avoid financial losses. • Compiles all relevant business, process, and system information prior to auditing. • Updates process flows, risks, and controls, and accounts for the impact of technology on the control environment. Requirements • Bachelor's Degree and 2 years of experience in Accounting, Internal Audit, or Finance OR High School Diploma or GED and 6 years of experience in Accounting, Internal Audit, or Finance. • Preferred Area of Study: Business, Finance, Accounting or other directly related field. • License or Certification Type: Possess or in process of obtaining designation as a Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA). Nice-to-haves • Knowledge of major regulatory areas of focus, including banking, systems, regulations, and audit procedures. • Audit experience within financial services specifically Retail Banking, Private Bank/Wealth, Mortgage, and Consumer Lending and Large Financial Institutions. • Advanced Microsoft Office skills. Benefits • Competitive, thoughtfully designed and quality benefits program. Apply tot his job