Second Line of Defense, Risk & Compliance
Functional role: 2LOD R&C Work Location : Remote work but need to be near Charlotte, NYC, or LA Duration: potential for CTH Overview of project/skills required: Focus on control testing (i.e., Test of Design, Test of Implementation (Test of 1) and Test of Operating Effectiveness ) and not on broader IT risk concepts (i.e., actually creating & designing controls, implementing frameworks, etc.). Everyone has a lot of experience across IT Audit which is great, but IT Audit or Risk with a heavier lean on IT control testing should get us closer to the rate we need on final role to fill. Skillset: • Mandatory to have IT audit or IT risk management background in the 1st/2nd/or 3rd line of defense • Must have experience testing or challenging a broad set of IT control design and effectiveness (not just ITGCs). Examples include but not limited to: • Configuration • Network Security • Vulnerability Management • IT Asset Management • End of Life • Tech lifecycle • Hardware & software management • Ops Resilience • Business continuity • Mandatory to have done this at a financial services institution • Mandatory to thoroughly understand the concepts and be well versed in Test of Design, Test of 1, Test of Implementation, Test of Operating Effectiveness • We will be operating in the 2LOD in an IT Operational Risk Management function. • Our primary work products are: • Challenging the quality of completed IT control testing both in Design and Operating Effectiveness • Challenging the Risk and Control inventory as aligned to enterprise control drafting standards • Ensuring procedural alignment to control activities • Attending walkthroughs of controls and asking questions to understand the way the control is designed and operating currently • Documenting detailed reporting on your progress multiple times a day in status tracking • Adhering to a standard review framework (we would train to that review framework but the requisite skills above are necessary for comprehension) Apply tot his job