[Remote] Compliance Officer (Investment Securities)

Note: The job is a remote job and is open to candidates in USA. Revolut is a financial technology company on a mission to provide customers with more control and visibility over their money. They are seeking an innovative and driven Compliance Officer to lead financial crime and regulatory compliance efforts, ensuring adherence to legal requirements and managing conduct risk. Responsibilities • Acting as a 2LoD compliance risk steward, leading financial crime and regulatory compliance teams • Maintaining and updating FinCrime and regulatory compliance policies to comply with local regulations • Monitoring regulatory changes and updating the policies accordingly • Advising on the identification, remediation, and resolution of FinCrime and regulatory-related risk incidents • Approving product launches • Establishing, maintaining, and reviewing dashboards on a regular basis to identify areas that might fall outside risk appetite and require further investigation • Collaborating with global Compliance Managers to ensure local risk management frameworks and processes are aligned with global ones and deliver the intended outcome • Identifying issues through compliance assurance reviews, and proactively recommending solutions to ensure compliance with internal policies • Preparing responses to ad hoc regulatory requests, ensuring the highest reporting standards are maintained Skills • 10+ years of financial crime and regulatory compliance experience • Expertise across retail and business topics, such as AML/CTF, sanctions, KYC, CDD/EDD, transaction monitoring, risk assessments, and reporting (SARs) • Experience in compliance risk management within a consultancy, compliance function, or regulator • Knowledge of financial services regulations in Switzerland • An understanding of global anti-financial crime frameworks, regulatory recommendations, risk management good practice, and control arrangements in a complex financial organisation • Expertise in identifying financial crime and regulatory compliance risks and potential vulnerabilities, and advising on best practices to effectively and efficiently address those findings • The ability to analyse data and compliance processes to draw conclusions and make recommendations • Fluency in English • Fluency in French, German, and/or Italian • Experience setting up new securities entities in Switzerland, especially for an international organisation • Experience negotiating with financial authorities regarding financial licences and registrations • Experience working in a regulatory compliance role within fintech or a digital bank • A compliance certification, such as ICA Diploma Company Overview • Revolut is a financial technology company that offers banking services, money transfers, foreign exchange, and spending analytics. It was founded in 2015, and is headquartered in London, England, GBR, with a workforce of 10001+ employees. Its website is Apply tot his job Apply tot his job