Regulatory Support Associate

Remote Full-time
Deutsche Bank is a leading global investment bank with a strong presence in the financial services industry. As a Regulatory Support Associate, you will work directly with the Front Office and Operations, providing day-to-day control functions over Private Bank client relationships while engaging in various project work and client account maintenance. Responsibilities Client account maintenance working with our Investment Managers and Customer Service Trade management and allocation Important daily management reporting utilized by our sales and supervisory teams Incoming and outgoing correspondence reviews Project work tied to regulatory or servicing initiatives Skills Relevant industry experience in Regulatory & Supervision with Broker/Dealer and/or Private Banking Strong risk mindset, but also curious to engage with leadership team to develop new opportunities/enhancements Must be detail oriented on specific regulatory controls and have an analytical mindset with the ability to deliver key insights Prior experience working with international clientele/organizations preferred Excellent communication skills, both written and spoken Motivated and enthusiastic team player, able to work with others in a fast-paced, independent, and dynamic financial environment Aspiration for further growth opportunities Ability to say ‘no', while being solution focused Prior experience working with international clientele/organizations preferred Language: English, additional language skills such as Spanish would be preferential, but not required FINRA licensing, such as the Series 7, is not required for this role, however, would be encouraged for further development Benefits Health and wellbeing benefits Retirement savings plans Parental leave Family building benefits Educational resources Matching gift Volunteer programs Company Overview Deutsche Bank is an investment bank that offers financial products and services to corporate and institutional clients. It was founded in 1870, and is headquartered in Frankfurt, Hessen, DEU, with a workforce of 10001+ employees. Its website is
Apply Now →

Similar Jobs

Experienced Registered Behavior Technician for In-Home ABA Therapy - Atlanta, GA

Remote

Immediate Hiring: Experienced Registered Behavioral Technician (RBT) for Clinic-Based ABA Therapy Services

Remote

Experienced Registered Behavioral Technician (RBT) - ABA Therapy for Children with Autism Spectrum Disorder

Remote

Experienced Registered Nurse - Telehealth: Providing Remote Care Coordination and Patient Support

Remote

Experienced Substitute Teacher for Riverside County Schools - Join Scoot Education's Innovative Team

Remote

Experienced Substitute Teacher for San Bernardino County - Flexible Schedules & Competitive Pay

Remote

Experienced School Year Instructional Coach for High-Dosage Tutoring Programs in Edgewater Park, NJ

Remote

Experienced School Year Tutor for K-8 Students in Math and Literacy - Mickleton, NJ

Remote

Experienced Secondary Social Studies Teacher for Kansas - Flexible Hybrid Remote Arrangement

Remote

USPS Office Helper

Remote

[Hiring] Claims Processor @Oscar Health

Remote

Product Operations Engineer

Remote

Data Strategy Analyst - Python - Work From Home

Remote

Integrated BH Manager (Licensed)

Remote

Part-Time Remote Virtual Chat Assistant at blithequark - Delivering Exceptional Customer Experiences through Effective Communication

Remote

**Experienced Data Entry and Review Writer – Mobile Application Tester and Content Creator (Remote Opportunity)**

Remote

Part-time HR Assistant - Remote Recruitment & Talent Acquisition Specialist

Remote

International Franchising & Transactions Attorney

Remote

Online Amazon Customer Service Rep (Remote position)

Remote

Experienced Costume CAM Specialist – Join the Magical World of Disney Costume Design and Creation at blithequark

Remote
← Back