Operational Risk Specialist I
About the position
Monitor and analyze the organization's operational risk exposure, and contribute to the development of operational risk policies. Analyze existing processes, procedures and systems and advise on improvements.
Responsibilities
• Ensure the organization is not exposed to undue risks by using risk management systems to achieve specific goals within a designated area of the business.
• Identify, within the team, instances of noncompliance with the organization's policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and escalating issues as appropriate.
• Conduct research using primary data sources, and select information needed for the analysis of key themes and trends.
• Contribute to the preparation of various data and analytics reports.
• Advise others on how to design new processes and systems that meet professional standards.
• Contribute to stakeholder engagement by identifying stakeholders; by finding out their needs, issues, and concerns; and by reacting to these needs, issues, and concerns, arranging meetings and events and drafting supporting materials to promote understanding and commitment.
Requirements
• Inspect, cleanse, transform, and model data to discover useful information, inform conclusions, and support decision-making.
• Identify, assess, prioritize and manage risks.
• Review and evaluate recommendations and requirements and to develop appropriate plans or deliver actions required.
• Bachelor’s: Accounting, Bachelor’s: Actuarial Science, Bachelor’s: Applied Mathematics
• General Experience - 6 to 10 years
• Manager Experience - 3 to 6 years
• Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
• Travel Less than 25%
Apply tot his job
Apply To this Job
Monitor and analyze the organization's operational risk exposure, and contribute to the development of operational risk policies. Analyze existing processes, procedures and systems and advise on improvements.
Responsibilities
• Ensure the organization is not exposed to undue risks by using risk management systems to achieve specific goals within a designated area of the business.
• Identify, within the team, instances of noncompliance with the organization's policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and escalating issues as appropriate.
• Conduct research using primary data sources, and select information needed for the analysis of key themes and trends.
• Contribute to the preparation of various data and analytics reports.
• Advise others on how to design new processes and systems that meet professional standards.
• Contribute to stakeholder engagement by identifying stakeholders; by finding out their needs, issues, and concerns; and by reacting to these needs, issues, and concerns, arranging meetings and events and drafting supporting materials to promote understanding and commitment.
Requirements
• Inspect, cleanse, transform, and model data to discover useful information, inform conclusions, and support decision-making.
• Identify, assess, prioritize and manage risks.
• Review and evaluate recommendations and requirements and to develop appropriate plans or deliver actions required.
• Bachelor’s: Accounting, Bachelor’s: Actuarial Science, Bachelor’s: Applied Mathematics
• General Experience - 6 to 10 years
• Manager Experience - 3 to 6 years
• Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
• Travel Less than 25%
Apply tot his job
Apply To this Job