Michael Page – General Counsel and Chief Compliance Officer – New York City, NY
Job title: General Counsel and Chief Compliance Officer Company: Michael Page Job description: Reporting directly to the CEO, the GC/CCO will manage the firm's compliance program from top to bottom, handle legal matters pertaining to VC and Real Estate Investments, advise on all regulatory legal and compliance matters. The GC/CCO will report directly to the CEO and will be responsible for managing the firm's compliance and legal functions. Main responsibilities will include: COMPLIANCE • Taking ownership of the implementation and management of Investment Advisor Compliance Program, regulatory compliance program and training • Advising the business on all legal and compliance regulations • Overseeing surveillance activities related to portfolio management and trading • Advise international compliance teams within the business related to training, best practices, etc.s and projects. LEGAL • Advise on all legal matters pertaining to investment management firm • Provide legal support and guidance to the VC and Real Estate investment businesses, including advising on fund structures, fund formation, fund documentation, private funds MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants. International investment management client seeking GC/CCO|Hybrid role 3 days in office, 2 days WFH • JD from an ABA-accredited law school • Admission to NY State Bar • 6-12 years of experience as a practicing attorney managing the legal and compliance program of an investment manager or fund • Experience overseeing investment advisory program and regulatory compliance program • Strong understanding and experience with FINRA regulations, Investment Company Act of 1940, Investment Advisor Act of 1940 • Experience advising on fund structures, fund formation and all related documentation • Excellent communication skills International Investment Management client. • Competitive base salary • Bonus • Excellent benefits • 20 days PTO • 6% 401k match • Direct access to CEO • Room for growth and expansion of team • Hybrid working environment Expected salary: Location: New York City, NY Apply for the job now! Apply tot his job