[Hiring] Entry Level Compliance Analyst @Crypto
This description is a summary of our understanding of the job description. Click on 'Apply' button to find out more. Role Description
This role presents a unique opportunity for a full-time Compliance Analyst to join our Compliance team. You will be responsible for handling inquiries related to CDNA rules and membership obligations, and compliance with CFTC regulations. • Conduct compliance ad-hoc monitoring for potential rule violations or concerning activities related to trading activity, money-laundering and fraud, and other Nadex rule violations.
• Exhibit strong written and verbal communication skills and routinely communicate with market participants regarding compliance-related functions and investigative responsibilities. • Communicate compliance analysis and findings to department management and staff, and to other members of the business. • Perform AML/KYC, sales solicitations, and marketing material reviews. • Monitor and respond to customer and internal questions for Compliance. • Conduct and document investigations into potential violations of Exchange rules and/or CFTC regulations.
• Prepare written reports that are reviewed by management staff or presented to Exchange committees. • Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests from the CFTC and Internal Audit. Qualifications • Bachelor's degree in Finance, Economics, or Business, or equivalent work experience. • Minimum 1-3 years in Compliance in financial services, or equivalent experience. • Should have working knowledge of CFTC Regulations for Designated Contract Markets (DCM) and Derivatives Clearing Organizations (DCO).
• Excellent written and oral communication skills. • Proven ability to manage projects and work independently to bring projects to completion in a fast-paced environment. • Demonstrated ability to successfully multitask and prioritize job responsibilities. • Intermediate experience with MS Outlook, MS Word, and MS Excel. Benefits • Competitive salary • Attractive annual leave entitlement including: birthday, work anniversary • 401(k) plan with employer match • Eligible for company-sponsored group health, dental, vision, and life/disability insurance • Work Flexibility Adoption: Flexi-work hour and hybrid or remote set-up • Aspire career alternatives through us:
Our internal mobility program can offer employees a diverse scope.
• Our Crypto.com benefits packages vary depending on region requirements, you can learn more from our talent acquisition team.Apply Now
Apply Now
This role presents a unique opportunity for a full-time Compliance Analyst to join our Compliance team. You will be responsible for handling inquiries related to CDNA rules and membership obligations, and compliance with CFTC regulations. • Conduct compliance ad-hoc monitoring for potential rule violations or concerning activities related to trading activity, money-laundering and fraud, and other Nadex rule violations.
• Exhibit strong written and verbal communication skills and routinely communicate with market participants regarding compliance-related functions and investigative responsibilities. • Communicate compliance analysis and findings to department management and staff, and to other members of the business. • Perform AML/KYC, sales solicitations, and marketing material reviews. • Monitor and respond to customer and internal questions for Compliance. • Conduct and document investigations into potential violations of Exchange rules and/or CFTC regulations.
• Prepare written reports that are reviewed by management staff or presented to Exchange committees. • Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests from the CFTC and Internal Audit. Qualifications • Bachelor's degree in Finance, Economics, or Business, or equivalent work experience. • Minimum 1-3 years in Compliance in financial services, or equivalent experience. • Should have working knowledge of CFTC Regulations for Designated Contract Markets (DCM) and Derivatives Clearing Organizations (DCO).
• Excellent written and oral communication skills. • Proven ability to manage projects and work independently to bring projects to completion in a fast-paced environment. • Demonstrated ability to successfully multitask and prioritize job responsibilities. • Intermediate experience with MS Outlook, MS Word, and MS Excel. Benefits • Competitive salary • Attractive annual leave entitlement including: birthday, work anniversary • 401(k) plan with employer match • Eligible for company-sponsored group health, dental, vision, and life/disability insurance • Work Flexibility Adoption: Flexi-work hour and hybrid or remote set-up • Aspire career alternatives through us:
Our internal mobility program can offer employees a diverse scope.
• Our Crypto.com benefits packages vary depending on region requirements, you can learn more from our talent acquisition team.Apply Now
Apply Now