Financial Crime Audit Manager
Description:
Conduct design and operating effectiveness audits on our clients that require annual independent testing
• Presenting findings and observations to client senior management or areas of improvement
• Develop financial crime risk and control matrices to cover the Investment Adviser AML and CFT rule
• Manage Passthrough’s AML audit platform
• Ability to articulate complex investment strategies and financial crime risk
• Provide feedback to management and engineering to help improve Passthrough for internal and external users.
Requirements:
Self-starter and self-motivated to hit deadlines without micromanagement
• Prior anti-financial crime audit experience with a regulated institution leading audit engagements
• Strong knowledge of the Bank Secrecy Act and Anti-Money Laundering Act of 2020, specifically how to test anti-financial crime risks
• Familiarity with due diligence screening tools (i.e., ComplyAdvantage, LexisNexis, etc.)
• Certified Anti-Money Laundering Specialist certification, preferably with the CAMS-Audit designation
• Expertise in providing management action plans for applicable audit findings and observations discovered during audits
Benefits:
Competitive salary - $140,000 - $150,000 per year
• Remote work
• Passthrough stock options
• Health, dental, and vision insurance
• Annual health & wellness stipend
• 401k contribution program with matching
• Life insurance
• PTO & unlimited sick leave
• Parental leave
Apply Now
Apply Now
Conduct design and operating effectiveness audits on our clients that require annual independent testing
• Presenting findings and observations to client senior management or areas of improvement
• Develop financial crime risk and control matrices to cover the Investment Adviser AML and CFT rule
• Manage Passthrough’s AML audit platform
• Ability to articulate complex investment strategies and financial crime risk
• Provide feedback to management and engineering to help improve Passthrough for internal and external users.
Requirements:
Self-starter and self-motivated to hit deadlines without micromanagement
• Prior anti-financial crime audit experience with a regulated institution leading audit engagements
• Strong knowledge of the Bank Secrecy Act and Anti-Money Laundering Act of 2020, specifically how to test anti-financial crime risks
• Familiarity with due diligence screening tools (i.e., ComplyAdvantage, LexisNexis, etc.)
• Certified Anti-Money Laundering Specialist certification, preferably with the CAMS-Audit designation
• Expertise in providing management action plans for applicable audit findings and observations discovered during audits
Benefits:
Competitive salary - $140,000 - $150,000 per year
• Remote work
• Passthrough stock options
• Health, dental, and vision insurance
• Annual health & wellness stipend
• 401k contribution program with matching
• Life insurance
• PTO & unlimited sick leave
• Parental leave
Apply Now
Apply Now