Compliance Monitoring & Testing Analyst (Full Time)
External Applicants: Please apply through Prosperity Bank's Career Center at https://www.prosperitybankusa.com/Careers. Applying through any other source may prevent Prosperity from receiving your application.
Internal Applicants: If you are a current associate of Prosperity Bank, please apply through the internal Talent - Career Center in ADP.
POSITION PURPOSE
Responsibilities include review, testing and monitoring of bank processes to confirm regulatory compliance in accordance with the Bank's compliance management system.
ESSENTIAL FUNCTIONS AND BASIC DUTIES
Perform compliance review and testing of deposit and/or loan products and services to ensure compliance with applicable federal and state laws and regulations.
Prepare analysis and reports of findings including recommended corrective action items.
Perform follow up review of previous findings to ensure corrective action items have addressed noted compliance issues.
Development and management of corrective action items tracking and follow up procedures to insure appropriate implementation.
Review of regulatory changes to ensure in depth understanding of how changes will impact business units and banking centers.
Recommend changes to internal policies and procedures in connection with results of compliance testing and review.
Review bank advertisements to ensure compliance with applicable regulations. Provide feedback and suggestions to the marketing department and maintain documentation of all approvals.
Serve as subject matter expert to assist associates with implementation of corrective action items.
Assist with other compliance projects as assigned.
The above statements describe the general nature and level of work only. They are not an exhaustive list of all required responsibilities, duties, and skills. Other duties may be added, or this job description amended at any time.
SUPERVISORY RESPONSIBILITIES:
This role has no supervisory responsibilities.
QUALIFICATIONS
Education/Certification:College degree
EXPERIENCE REQUIRED: In depth knowledge of banking regulations
Minimum 5+ years' experience related experience.
Experience in Quality Control and/or Internal Auditing and Compliance
SKILLS/ABILITIES: Analytical, detail oriented and accurate
Well organized
Excellent written and verbal communication skills
Demonstrated ability to work well with associates at all levels
Strong problem-solving skills
Ability to research, interpret, and explain regulations and other compliance-related documents
PC skills including proficiency in MS Word and Excel
Monday - Friday: 8:00AM - 5:00PM
Apply Now
Internal Applicants: If you are a current associate of Prosperity Bank, please apply through the internal Talent - Career Center in ADP.
POSITION PURPOSE
Responsibilities include review, testing and monitoring of bank processes to confirm regulatory compliance in accordance with the Bank's compliance management system.
ESSENTIAL FUNCTIONS AND BASIC DUTIES
Perform compliance review and testing of deposit and/or loan products and services to ensure compliance with applicable federal and state laws and regulations.
Prepare analysis and reports of findings including recommended corrective action items.
Perform follow up review of previous findings to ensure corrective action items have addressed noted compliance issues.
Development and management of corrective action items tracking and follow up procedures to insure appropriate implementation.
Review of regulatory changes to ensure in depth understanding of how changes will impact business units and banking centers.
Recommend changes to internal policies and procedures in connection with results of compliance testing and review.
Review bank advertisements to ensure compliance with applicable regulations. Provide feedback and suggestions to the marketing department and maintain documentation of all approvals.
Serve as subject matter expert to assist associates with implementation of corrective action items.
Assist with other compliance projects as assigned.
The above statements describe the general nature and level of work only. They are not an exhaustive list of all required responsibilities, duties, and skills. Other duties may be added, or this job description amended at any time.
SUPERVISORY RESPONSIBILITIES:
This role has no supervisory responsibilities.
QUALIFICATIONS
Education/Certification:College degree
EXPERIENCE REQUIRED: In depth knowledge of banking regulations
Minimum 5+ years' experience related experience.
Experience in Quality Control and/or Internal Auditing and Compliance
SKILLS/ABILITIES: Analytical, detail oriented and accurate
Well organized
Excellent written and verbal communication skills
Demonstrated ability to work well with associates at all levels
Strong problem-solving skills
Ability to research, interpret, and explain regulations and other compliance-related documents
PC skills including proficiency in MS Word and Excel
Monday - Friday: 8:00AM - 5:00PM
Apply Now