Compliance Analyst

Remote Full-time
SCS Financial is a fiduciary wealth and investment management firm serving ultra-high-net-worth individuals, families, and institutions. They are seeking a Compliance Analyst to support the Chief Compliance Officer and implement the firm’s compliance program, providing diversified experience across various functional areas and interacting with a range of stakeholders. Responsibilities Compliance testing and internal audit projects Implementation of the firm’s code of ethics Preparation of regulatory filings Prioritize tasks and consistently meet deadlines in multiple functional areas Working with and understanding large data sets Skills 1+ years of relevant investment advisor or investment fund manager operations, legal, or compliance experience Minimum of a bachelor's degree in finance, economics, or other related discipline Familiarity with investment adviser compliance requirements under the Investment Advisers Act of 1940 a plus Interest in, and familiarity with, basic wealth management business and investment concepts Excellent organizational, prioritization, and time management skills Analytical mindset with a strong attention to detail High energy and highly self-motivated with the ability to thrive in an entrepreneurial environment Strong written and oral communication skills Proficiency in Microsoft Excel, Word, Co-Pilot (or similar LLM), and Outlook applications Benefits Annual cash bonus Medical Dental Vision Life 401(k) Company Overview SCS Financial is an investment and wealth management firm based in Boston. It is a sub-organization of Focus Financial Partners. It was founded in 2002, and is headquartered in Boston, Massachusetts, USA, with a workforce of 51-200 employees. Its website is
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