Compliance Analyst

Focus Financial Partners is a leading financial services firm that offers integrated wealth management and business management services. They are seeking a Compliance Analyst to support the Chief Compliance Officer and implement the firm’s compliance program, providing diversified experience across various functional areas of an investment advisory firm. Responsibilities Compliance testing and internal audit projects Implementation of the firm’s code of ethics Preparation of regulatory filings Prioritize tasks and consistently meet deadlines in multiple functional areas Working with and understanding large data sets Skills 1+ years of relevant investment advisor or investment fund manager operations, legal, or compliance experience Minimum of a bachelor's degree in finance, economics, or other related discipline Familiarity with investment adviser compliance requirements under the Investment Advisers Act of 1940 a plus Interest in, and familiarity with, basic wealth management business and investment concepts Excellent organizational, prioritization, and time management skills Analytical mindset with a strong attention to detail High energy and highly self-motivated with the ability to thrive in an entrepreneurial environment Strong written and oral communication skills Proficiency in Microsoft Excel, Word, Co-Pilot (or similar LLM), and Outlook applications Benefits Annual cash bonus Comprehensive benefits package Medical Dental Vision Life 401(k) Company Overview Focus Financial Partners is a partnership of fiduciary wealth management firms that offers support and access to capital for growth. It was founded in 2006, and is headquartered in New York, New York, USA, with a workforce of 5001-10000 employees. Its website is