Chief Compliance Officer – US
Job Description:
• The CCO sits at the intersection of the SEC, Infra One's platform vision, and every GP who will depend on our compliance infrastructure.
• You will own SEC registration (Form ADV), policy architecture, compliance monitoring across multiple fund vehicles, and the relationship with securities regulators.
• Lead the SEC registration process as a private fund adviser (Form ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance.
• Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks.
• Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries.
Requirements:
• 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
• Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers.
• Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
• Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
• Prior experience with SEC registration, Form ADV filings, and exam cycles.
Benefits:
• Location: Remote (preferred US timezone overlap with San Francisco HQ)
• Salary Range: $200,000–$280,000 base + 20% bonus
• Equity: TBD (0.1%–0.3% depending on background)
Apply Now
Apply Now
• The CCO sits at the intersection of the SEC, Infra One's platform vision, and every GP who will depend on our compliance infrastructure.
• You will own SEC registration (Form ADV), policy architecture, compliance monitoring across multiple fund vehicles, and the relationship with securities regulators.
• Lead the SEC registration process as a private fund adviser (Form ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance.
• Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks.
• Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries.
Requirements:
• 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
• Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers.
• Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
• Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
• Prior experience with SEC registration, Form ADV filings, and exam cycles.
Benefits:
• Location: Remote (preferred US timezone overlap with San Francisco HQ)
• Salary Range: $200,000–$280,000 base + 20% bonus
• Equity: TBD (0.1%–0.3% depending on background)
Apply Now
Apply Now