Chief Compliance Officer, US
Job Description: • Architect of Regulatory Credibility • Lead the SEC registration process as a private fund adviser • Design and implement written compliance policies covering portfolio management • Conduct annual compliance reviews and testing; prepare SEC examination responses • Stay current with evolving SEC private fund rules • Define staffing, systems, and office infrastructure requirements • Establish procedures for monitoring sub-advised GPs and ensuring compliance • Design and oversee compliance monitoring across Infra One's portfolio of funds • Advise the US Platform Head on fund structuring choices and GP selection Requirements: • 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm. • Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers. • Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management. • Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards. • Prior experience with SEC registration, Form ADV filings, and exam cycles. Benefits: • remote (preferred US timezone overlap with San Francisco HQ) • 20% bonus • equity TBD (0.1%–0.3% depending on background) Apply tot his job