Capital Markets & Securities Attorney
Job Title: Capital Markets & Securities Attorney
Overview:
An entrepreneurial , growing boutique corporate and securities law firm is seeking an experienced Capital Markets & Securities Attorney to join its fast-paced, entrepreneurial team. The firm focuses on representing small and mid-cap clients in a range of sophisticated transactions including public offerings, PIPEs, uplistings to national exchanges, and mergers & acquisitions.
Key Responsibilities:
ā¢ Advise clients on public and private offerings of equity, debt, and convertible securities.
ā¢ Prepare and review SEC filings including registration statements, prospectuses, and periodic reports.
ā¢ Ensure compliance with the Securities Act of 1933 and the Exchange Act of 1934.
ā¢ Support clients in navigating uplisting processes from OTC to NASDAQ/NYSE.
ā¢ Counsel clients on corporate governance, fiduciary duties, and compliance matters.
ā¢ Coordinate with investment banks, funds, and placement agents in capital markets transactions.
ā¢ Experience running deals
Qualifications:
ā¢ Juris Doctor (JD) from an accredited law school.
ā¢ Minimum 8 years of experience handling capital markets and securities law matters.
ā¢ Strong familiarity with SEC reporting obligations.
ā¢ Excellent legal drafting, analytical, and negotiation skills.
ā¢ Ability to handle multiple projects under tight deadlines.
Preferred Experience:
ā¢ Experience advising small- and mid-cap public companies.
ā¢ Experience with exchange listing requirements and uplisting strategy.
Opportunity Highlights:
ā¢ Engage directly with C-suite clients and high-growth companies.
ā¢ Work on complex transactions with national exposure.
ā¢ Collaborative environment with opportunities for advancement.
ā¢ Competitive compensation aligned with experience and performance.
Apply Now
Apply Now
Overview:
An entrepreneurial , growing boutique corporate and securities law firm is seeking an experienced Capital Markets & Securities Attorney to join its fast-paced, entrepreneurial team. The firm focuses on representing small and mid-cap clients in a range of sophisticated transactions including public offerings, PIPEs, uplistings to national exchanges, and mergers & acquisitions.
Key Responsibilities:
ā¢ Advise clients on public and private offerings of equity, debt, and convertible securities.
ā¢ Prepare and review SEC filings including registration statements, prospectuses, and periodic reports.
ā¢ Ensure compliance with the Securities Act of 1933 and the Exchange Act of 1934.
ā¢ Support clients in navigating uplisting processes from OTC to NASDAQ/NYSE.
ā¢ Counsel clients on corporate governance, fiduciary duties, and compliance matters.
ā¢ Coordinate with investment banks, funds, and placement agents in capital markets transactions.
ā¢ Experience running deals
Qualifications:
ā¢ Juris Doctor (JD) from an accredited law school.
ā¢ Minimum 8 years of experience handling capital markets and securities law matters.
ā¢ Strong familiarity with SEC reporting obligations.
ā¢ Excellent legal drafting, analytical, and negotiation skills.
ā¢ Ability to handle multiple projects under tight deadlines.
Preferred Experience:
ā¢ Experience advising small- and mid-cap public companies.
ā¢ Experience with exchange listing requirements and uplisting strategy.
Opportunity Highlights:
ā¢ Engage directly with C-suite clients and high-growth companies.
ā¢ Work on complex transactions with national exposure.
ā¢ Collaborative environment with opportunities for advancement.
ā¢ Competitive compensation aligned with experience and performance.
Apply Now
Apply Now