Audit Manager - Finance (Hybrid)
About the position
Responsibilities
• Proactively monitors assigned audit universe for needed updates.
• Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan as needed.
• Develops engagement planning documentation to communicate rationale for scoping decisions and develops audit programs to ensure adequate coverage of risk.
• Designs and sometimes executes internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level.
• Understands the broader context and implications of risks affecting the business.
• Identifies and implements efficiencies in executing test work.
• Supervises and coordinates work assignments amongst audit team members.
• Provides timely feedback, on-the-job training, and coaching to audit staff.
• Establishes and maintains good relationships with key business and audit partners.
• Effectively communicates audit process, scope, protocol, issues, risks and recommendations to clients during kick-off, periodic status updates, and exit meetings.
• Assesses relevancy of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrates awareness of big picture issues.
• Interprets business priorities, anticipates issues and obstacles, and applies to scope of role.
• Manages timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities.
• Self-prioritizes and independently completes multiple tasks across the team and department.
• Demonstrates the ability to successfully meet deadlines.
• Leverages specialized knowledge and skills, providing management with insight into their area of subject-matter focus.
• May be called upon to effectively represent internal audit at management meetings, internal forums, and to some external organizations.
Requirements
• Bachelor's Degree or military experience.
• At least 5 years of experience in auditing.
• At least 5 years of experience in financial services.
• At least 5 years of experience in risk management or a combination.
• At least 2 years of experience in leading audit engagements or in project management.
• At least 2 years of experience in developing associates or in supervisory roles.
Nice-to-haves
• Master's Degree in Accounting, Finance, Economics, or MBA.
• Professional certification such as CPA, CIA, CFA, FRM, or a relevant certification.
• 5+ years of experience in banking or the financial services industry with a focus on Corporate Finance, Capital Management, CCAR/DFAST, or Balance Sheet Management.
• 4+ years of experience in leadership or supervisory roles.
• 1+ years of experience with data analytics tools in support of internal audit.
Benefits
• Comprehensive health benefits
• Financial benefits
• Inclusive set of benefits supporting total well-being
Apply Now
Apply Now
Responsibilities
• Proactively monitors assigned audit universe for needed updates.
• Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan as needed.
• Develops engagement planning documentation to communicate rationale for scoping decisions and develops audit programs to ensure adequate coverage of risk.
• Designs and sometimes executes internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level.
• Understands the broader context and implications of risks affecting the business.
• Identifies and implements efficiencies in executing test work.
• Supervises and coordinates work assignments amongst audit team members.
• Provides timely feedback, on-the-job training, and coaching to audit staff.
• Establishes and maintains good relationships with key business and audit partners.
• Effectively communicates audit process, scope, protocol, issues, risks and recommendations to clients during kick-off, periodic status updates, and exit meetings.
• Assesses relevancy of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrates awareness of big picture issues.
• Interprets business priorities, anticipates issues and obstacles, and applies to scope of role.
• Manages timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities.
• Self-prioritizes and independently completes multiple tasks across the team and department.
• Demonstrates the ability to successfully meet deadlines.
• Leverages specialized knowledge and skills, providing management with insight into their area of subject-matter focus.
• May be called upon to effectively represent internal audit at management meetings, internal forums, and to some external organizations.
Requirements
• Bachelor's Degree or military experience.
• At least 5 years of experience in auditing.
• At least 5 years of experience in financial services.
• At least 5 years of experience in risk management or a combination.
• At least 2 years of experience in leading audit engagements or in project management.
• At least 2 years of experience in developing associates or in supervisory roles.
Nice-to-haves
• Master's Degree in Accounting, Finance, Economics, or MBA.
• Professional certification such as CPA, CIA, CFA, FRM, or a relevant certification.
• 5+ years of experience in banking or the financial services industry with a focus on Corporate Finance, Capital Management, CCAR/DFAST, or Balance Sheet Management.
• 4+ years of experience in leadership or supervisory roles.
• 1+ years of experience with data analytics tools in support of internal audit.
Benefits
• Comprehensive health benefits
• Financial benefits
• Inclusive set of benefits supporting total well-being
Apply Now
Apply Now