Associate, Portfolio Compliance Monitoring - Princeton

BlackRock is the world's largest asset manager, dedicated to empowering employees to make a difference. The Associate in the Portfolio Compliance team will implement controls and processes to ensure compliance with regulatory and portfolio guidelines, while engaging with various business functions across the firm.ResponsibilitiesPre-clearing syndicated primary market purchases to ensure that BlackRock affiliate and Client affiliate involvements are aligned with applicable exemptions/guidelinesFinalizing prospectus document reviews and retrievalsLiaising with Global Capital Markets, Legal and Compliance and Portfolio Management to clarify any missing queries with primary market reviewsPre-trade and Post-trade violation investigation & resolutionManual test executionIdentification of coding issuesBecoming acquainted with BlackRock’s various Aladdin applications, trade flow process, and data environmentCrafting new system rules, improving existing compliance coding, and investigating or troubleshooting potential errors when neededParticipating in efficiency and improvement initiatives by providing ideas and suggestions on possible improvements to systems or processesLeading or handling strategic projects and initiativesSkillsBachelor's degree in finance or similar fieldsExperience supporting trade compliance activities, including primary market pre‑clearance, prospectus review, and investigation of pre‑ and post‑trade issuesStrong systems aptitude with hands‑on exposure to compliance testing, rule execution, issue identification, and trade‑flow/data analysisAnalytical, detail‑oriented mindset with the ability to partner cross‑functionally and contribute to process, control, and efficiency initiativesKnowledge of financial instruments and marketsStrong interpersonal skills and work ethicAnalytical mind and approachAttention to detailDedicated approach to issue resolutionAbility to recognize individual and team objectives and goalsAbility to facilitate compromise between conflicting requirements or points of viewExperience with Microsoft Office SuiteKnowledge of programming languages (such as Visual Basic, C++, or Java)Understanding of relational database concepts (including SQL)BenefitsAnnual discretionary bonusHealthcareLeave benefitsRetirement benefitsStrong retirement planTuition reimbursementComprehensive healthcareSupport for working parentsFlexible Time Off (FTO)Company OverviewBlackRock is an investment company that offers its services to institutions, intermediaries, foundations, and individual investors. It was founded in 1988, and is headquartered in New York, New York, USA, with a workforce of 10001+ employees. Its website is http://www.blackrock.com.



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