Analyst, Investment Compliance

Janus Henderson Investors is committed to helping clients achieve superior financial outcomes through disciplined investments and insights. The Investment Compliance Analyst will monitor compliance with regulatory requirements and investment limitations, providing support to Portfolio Management, Trading, and Operations teams while enhancing the Investment Compliance framework.ResponsibilitiesAssist in providing support to Investments, Trading and Trade Operations regarding daily compliance exceptions and resolutionConduct, research and use problem solving skills to determine root cause of daily compliance exceptionsPerform detailed reviews and/or complex calculations to confirm compliance with investment guidelines, regulatory restrictions, and/or ad-hoc requestsIdentify and communicate potential compliance issues and recommend corrective action where necessaryAssist in preparing compliance reports to support ongoing compliance monitoring and testing as well as to provide documentation and information to managementPartner with global counterparts to ensure appropriate regional coverage for pre-trade as well as find opportunities for global consistencyCarry out additional duties as assignedSkillsBachelor's degree and relevant industry experience requiredIntermediate computer skills, including Microsoft ExcelStrong analytical and problem-solving skills, attention to detail and ability to exercise balanced judgment and decision making under pressure requiredFamiliarity with equity and fixed income securities and derivatives products requiredProactive and highly self-motivated, possessing strong written and verbal communication skills, with the ability to communicate effectively at all levels, influence and maintain relationships, and manage client expectations and competing prioritiesKnowledge of fund management processes, instruments, products, and fundsGood planning, prioritization, and organizational skillsHigh energy, positive attitude, enthusiastic, professional, with a strong work ethic and willingness to engage senior team members when appropriateSome experience within asset management across a broad range of products and investment management fields is preferredExperience with Microsoft SQL, Visual Basic, Charles River, Aladdin and/or Bloomberg a plusUnderstanding of current and proposed regulatory requirements impacting the Funds Management industry a plusBenefitsGenerous Holiday policiesPaid volunteer time to step away from your desk and into the communitySupport to grow through professional development courses, tuition/qualification reimbursement and moreMaternal/paternal leave benefits and family servicesComplimentary subscription to Headspace – the mindfulness appCorporate membership to ClassPass and other health and well-being benefitsUnique employee events and programs including a 14er challengeComplimentary beverages, snacks and all employee Happy HoursCompetitive compensationPension/retirement plansVarious health, wellbeing and lifestyle benefitsCompany OverviewJanus Henderson Investors is an asset management company that provides investment products and portfolio management services to its clients. It was founded in 2017, and is headquartered in London, England, GBR, with a workforce of 1001-5000 employees. Its website is https://www.janushenderson.com/henderson.Company H1B SponsorshipJanus Henderson Investors has a track record of offering H1B sponsorships, with 8 in 2025, 22 in 2024. Please note that this does not guarantee sponsorship for this specific role.



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